Skip to content

Findings
Scope of Requirements: The requirement applies to NDAs, ANDAs, certain BLAs, and INDs.
Study data must conform to FDA-supported standards listed in the Data Standards Catalog.
Noncommercial INDs (e.g., investigator-sponsored or expanded access INDs) are exempt but may voluntarily comply.
Supported Standards: FDA currently supports standards like SDTM, ADaM, and SEND for tabulation and analysis.
Controlled terminology standards (e.g., MedDRA, CDISC Controlled Terminology) are critical for semantic data interoperability.
Implementation Timelines: New standards become mandatory 24 months after the transition date announced in the Federal Register.
Updates to existing standards are required for studies starting 12 months after their transition date.
Waivers: Waivers may be granted to allow submission using unsupported standard versions, but not for non-standardized data formats.
FDA-Sponsor Interactions: Sponsors should engage with the FDA early in the development process to align on data standardization plans.
Pre-submission technical reviews and Type C meetings can be used to resolve data standardization issues.

Recommendations
Ensure compliance with FDA-supported standards as listed in the Data Standards Catalog.
Begin using the latest supported standards early in the study lifecycle to avoid non-compliance.
Engage with FDA during early-phase development to confirm data standardization plans.
Use tools like the Study Data Technical Conformance Guide for additional implementation support.
Submit waiver requests early if specific standard versions cannot be used.

Regulatory Considerations
Submissions that do not meet the electronic format and data standard requirements may be refused filing (NDAs and BLAs) or refused receipt (ANDAs).
Compliance with standardized formats is mandatory unless explicitly exempted or a waiver is granted.
Updates to supported standards are announced in the Federal Register, with defined implementation periods to allow sponsors to transition.
Sponsors must include critical files like demographic datasets and define.xml files in their submissions to demonstrate standard conformance.